Outlines the KGB’s response to the USSR’s signing of the Helsinki Accords in 1975. The accords obligated signatories to respect their citizens’ human rights. This gave Soviet dissidents and westerners leverage in demanding that the USSR end persecution on the basis of religious or political beliefs.

Some of the KGB’s active measures included the establishment of a charitable fund dedicated to helping victims of imperialism and capitalism, and the fabrication of a letter from a Ukrainian group to FRG President Walter Scheel describing human rights violations in West Germany. The document also mentions that the Soviet Ministry of Defense obtained an outline of the various European powers’ positions on human rights issues as presented at the March 1977 meeting of the European Economic Community in London from the Italian Foreign Ministry.

The KGB also initiated Operation “Raskol” [“Schism”], which ran between 1977 and 1980. This operation included active measures to discredit Soviet dissidents Andrei Sakharov, Yelena Bonner, and Alexander Solzhenitsyn, measures designed to drive a wedge between the US and its democratic allies, and measures intended to convince the US government that continued support for the dissident movement did nothing to harm the position of the USSR.

This entry contains brief descriptions of a variety of KGB operations carried out between the early 1960’s and late 1970’s, and provides a sampling of the kinds of operations that were common in that era. Operation “Grom” [“Thunder”] involved fabricating a US State Department memo on Soviet citizens’ inclination towards treason. The memo discussed ways in which the US could exploit this tendency to its advantage. It was published on the front page of the British newspaper “Daily Express.” A pamphlet created by the KGB and attributed to the terrorist organization ‘BAS’ (South Tyrolean Liberation Committee) was introduced as evidence in the trial of BAS leader Norbert Burger in Austria. In July 1976 the KGB residency in Singapore spied on Chess Grandmaster Boris Spassky during his visit to Singapore, and noted in its report that he spent much of his free time on the tennis court. The KGB created and disseminated a letter, ostensibly from nationalist Ukrainian emigrants, protesting the French government’s cooperation with Zionists, and threatening reprisals against French Zionists. The KGB residency in Austria organized operation “Bonga” [“Bigwig”] in which forged letters from Chairman Mao were produced. These letters indicated that Mao himself had essentially organized the opposition to Hua Guofeng’s reforms, and that Hua might lead China to a revisionist course. In March 1977, the newspaper of the Austrian Communist Party printed a translation of a secret Chilean document in which the Chilean secret police asked Gen. Augusto Pinochet for additional funds to carry out undercover operations abroad. Pinochet’s reply contained a harsh rebuke for the request, and a strong admonishment against engaging in clandestine operations abroad. Mitrokhin did not mention where the document came from, nor did he state whether it was authentic or a forgery.

Information on KGB counter-intelligence surveillance of Soviet tourists vacationing in other socialist countries who had contact with foreigners. The document states that Western intelligence services organized “friendship meetings” through tourist firms to meet Soviet citizens, gauge their loyalty to the USSR, and obtain political, economic, and military intelligence. KGB counter-intelligence paid particular attention to Soviet citizens who were absent from their groups, took side trips to different cities or regions, made telephone calls to foreigners, or engaged in “ideologically harmful” conversations in the presence of foreigners. Mirokhin regrets that the KGB underestimated the strengths and methodology of Western intelligence services. He concludes that the KGB should have adopted some of the same methods, and targeted Western tourists visiting socialist countries.

In this entry, Mitrokhin recounts how during the 1960s the leadership of the KGB had shown its Dzerzhinsky Central Club agents a 2-part French movie entitled “Who Are You, Doctor Zorge?” A Soviet spy, Zorge aroused much interest within the ranks of the KGB. Drawing upon KGB files, Mitrokhin states how Zakharov, the Deputy Director of the KGB, consequently issued an order to prepare a report on Zorge.

In this entry, Mitrokhin draws upon KGB files to describe “Kardinal” (formerly “Lord”)-Lothar Schwartz (b. 1928), a member of the Socialist Democratic Party of Germany, and a citizen of the Federal Republic of Germany (FRG).

This folder consists of a detailed operational plan for cooperation between the Czechoslovakian Ministry of Internal Affairs and the KGB for the years 1975-1978. Specific objectives include penetrating the military, political, and economic establishments of the United States, Britain, West Germany, France, and NATO, impeding the activities of the Czech Congress of National Development (KNR), collecting information on “Zionist intrigues,” gathering scientific/technical information on Western achievements in the fields of biological, chemical, and thermonuclear weapons, and using active measures to curtail the activities of Radio Free Europe and Radio Liberty in West Germany.

This folder contains information about KGB active measures directed at author Alexander Solzhenitsyn following his exile from the Soviet Union in 1974. The operational directives prepared by the KGB’s leadership for 1974 and 1975 are reproduced verbatim. They included plans to limit Solzhenitsyn’s influence in the West, discredit him and the pro-democracy literary journal “Continent” with which he was closely associated, and make his family fear for their personal safety.

Many of the specific measures undertaken by the KGB are described in the document. These included televised interviews with men featured in “The Gulag Archipelago” in which they claimed that Solzhenitsyn fabricated or misrepresented their statements to him, the publication of personal letters between Solzhenitsyn and his close male friends which were intended to reveal the “intimacy of their relations,” and the publication of an article claiming that Solzhenitsyn failed to pay his taxes while he resided in Switzerland. The 1978 operation codenamed “Vampire 1” involved planting a news story which suggested that Solzhenitsyn was a KGB spy, and having it reprinted in prominent newspapers and journals throughout Europe and the US. The document concludes with an index of acronyms, people, and codenames mentioned in the folder.

In this entry Mitrokhin provides an example of methods the KGB used to make foreign intelligence services distrust Soviet anti-socialist organizations. Mitrokhin cites the case of the Association of the United Soviet Postwar Immigrants. According to Mitrokhin, the head of the organization was a former citizen of the Soviet Union, but after WWII he stayed in Western Germany and had been actively promoting anti-socialist ideology among immigrants. Mitrokhin does not provide his real name, but uses his KGB codename “Konstantinov.”

According to Mitrokhin, in February of 1963 the KGB sent counterfeit documents to West German counter-intelligence stating that “Konstantinov” had been an active KGB spy since WWII. The KGB also sent letters in the name of Association of United Soviet Postwar Immigrants to National Alliance of Russian Solidarists stating that the officials of the latter organization are “politically bankrupt” and that they were no longer able to promote anti-socialist ideology. The KGB residency in Belgium prepared a flyer with false information stating that the Association of United Soviet Postwar Immigrants was a corrupt institution whose president used its funds for personal use. According to Mitrokhin, the reputation of the Association of United Soviet Postwar Immigrants was destroyed and no longer remained influential.

In this folder Mitrokhin describes the work experience of German KGB agent Conrad (codename “Gregor”), his experience as a spy, involvement with communist parties in different countries, and activities as the head of military sabotage groups in Western Europe.