An FBI memo written in the wake of a "60 Minutes" segment regarding The Sword and the Shield: The Mitrokhin Archive and the Secret History of the KGB.

Materials provided by former KGB archivist Vasili Mitrokhin to CWIHP, following the publication of the Working Paper No. 40, "The KGB in Afghanistan." As with all Mitrokhin’s notes, his compilation on Soviet “active measures” in South and Southwest Asia is based on other smuggled-out notes and was prepared especially for CWIHP. Please read the Notes on Sources for information on the nature and limitations of these documents.

Outlines the KGB’s response to the USSR’s signing of the Helsinki Accords in 1975. The accords obligated signatories to respect their citizens’ human rights. This gave Soviet dissidents and westerners leverage in demanding that the USSR end persecution on the basis of religious or political beliefs.

Some of the KGB’s active measures included the establishment of a charitable fund dedicated to helping victims of imperialism and capitalism, and the fabrication of a letter from a Ukrainian group to FRG President Walter Scheel describing human rights violations in West Germany. The document also mentions that the Soviet Ministry of Defense obtained an outline of the various European powers’ positions on human rights issues as presented at the March 1977 meeting of the European Economic Community in London from the Italian Foreign Ministry.

The KGB also initiated Operation “Raskol” [“Schism”], which ran between 1977 and 1980. This operation included active measures to discredit Soviet dissidents Andrei Sakharov, Yelena Bonner, and Alexander Solzhenitsyn, measures designed to drive a wedge between the US and its democratic allies, and measures intended to convince the US government that continued support for the dissident movement did nothing to harm the position of the USSR.

Contains information on KGB active measures to undermine the activities and credibility of Radio Liberty, Radio Free Europe, and Voice of America during the mid 1970’s and early 1980’s. In one operation, personally authorized by KGB Chairman Yuri Andropov, the Spanish journal “Arriba” and 42 other Spanish journals published articles stating that Radio Liberty broadcasts into the USSR violated the Helsinki Accords because they impinged upon Soviet sovereignty, and were contrary to Spanish national interests. Following this activity, the Spanish leadership decided not to extend its agreement with the US which allowed Radio Liberty to broadcast from Spain. During a 1976 operation, an East German agent who worked as an international lawyer spread disinformation about Radio Free Europe and Radio Liberty’s ‘illegal’ activities in 35 foreign embassies in Vienna. In October 1977, the KGB sent letters to a variety of Western news outlets, including the Washington Post, claiming to be from a group of Radio Free Europe employees. These letters were directed specifically at US Senators Edward Kennedy, Charles Percy, and Frank Church, and Representatives Edward Derwinsky, Clement Zablocky, Herman Badillo, and Berkley Bedell. In 1981, with the help of the journal “Pravda,” the KGB exposed the role of Radio Liberty in the ‘events’ in Poland.

This entry contains brief descriptions of a variety of KGB operations carried out between the early 1960’s and late 1970’s, and provides a sampling of the kinds of operations that were common in that era. Operation “Grom” [“Thunder”] involved fabricating a US State Department memo on Soviet citizens’ inclination towards treason. The memo discussed ways in which the US could exploit this tendency to its advantage. It was published on the front page of the British newspaper “Daily Express.” A pamphlet created by the KGB and attributed to the terrorist organization ‘BAS’ (South Tyrolean Liberation Committee) was introduced as evidence in the trial of BAS leader Norbert Burger in Austria. In July 1976 the KGB residency in Singapore spied on Chess Grandmaster Boris Spassky during his visit to Singapore, and noted in its report that he spent much of his free time on the tennis court. The KGB created and disseminated a letter, ostensibly from nationalist Ukrainian emigrants, protesting the French government’s cooperation with Zionists, and threatening reprisals against French Zionists. The KGB residency in Austria organized operation “Bonga” [“Bigwig”] in which forged letters from Chairman Mao were produced. These letters indicated that Mao himself had essentially organized the opposition to Hua Guofeng’s reforms, and that Hua might lead China to a revisionist course. In March 1977, the newspaper of the Austrian Communist Party printed a translation of a secret Chilean document in which the Chilean secret police asked Gen. Augusto Pinochet for additional funds to carry out undercover operations abroad. Pinochet’s reply contained a harsh rebuke for the request, and a strong admonishment against engaging in clandestine operations abroad. Mitrokhin did not mention where the document came from, nor did he state whether it was authentic or a forgery.

Information on KGB counter-intelligence surveillance of Soviet tourists vacationing in other socialist countries who had contact with foreigners. The document states that Western intelligence services organized “friendship meetings” through tourist firms to meet Soviet citizens, gauge their loyalty to the USSR, and obtain political, economic, and military intelligence. KGB counter-intelligence paid particular attention to Soviet citizens who were absent from their groups, took side trips to different cities or regions, made telephone calls to foreigners, or engaged in “ideologically harmful” conversations in the presence of foreigners. Mirokhin regrets that the KGB underestimated the strengths and methodology of Western intelligence services. He concludes that the KGB should have adopted some of the same methods, and targeted Western tourists visiting socialist countries.

Mitrokhin describes how the Novosibirsk KGB Directorate dissuaded a former Gulag inmate from completing a novel based on his prison experiences during 1949-54. Pereverzev had been sent away to a forced labor camp twice. Having completed his prison terms, he returned to Novosibirsk and decided to write his own account of the Soviet reality. According the KGB Directorate, such writings would be readily accepted by bourgeois publishers. They became intent on putting an end to Pereverzev’s literary pursuits The KGB Directorate in Novosibirsk discovered that Pereverzev corresponded with citizens from capitalistic countries, visited the GDR on two occasions, and attended the American exhibition in Novosibirsk entitled “Public education in the USA.” Pereverzev was taken under closer surveillance.

Agents “Gorin” and “Sorokin” obtained 1,100 typewritten pages of Pereverzev’s novel that depicted his imprisonment. Agent Sorokin, being a professional writer himself, judged the novel as a composition of high quality. Sorokin, however, was instructed to convince Pereverzev that the style and content of his writing were good-for-nothing. Sorokin pointed out flaws in the composition and advised Pereverzev to consult a publisher and ask for an official review from a respected local journal. The KGB Directorate arranged for both sources to give Pereverzev negative evaluation. Having received criticism from authoritative institutions, he began to despair of his abilities and gave up on finishing the novel.

Information on the results of an analysis of the activities of the KGB residency in Cairo, Egypt from 1972-1976, conducted by KGB Service R. Starting in January 1973, the KGB leadership prohibited the residency from using Egyptian citizens as agents; however the resident in Cairo initiated restrictions on penetration operations earlier, in 1967 and 1968. As a result, by 1977, the residency had no agents in the majority of its intelligence objectives.

In May 1971, after the defeat of the anti-Sadat opposition group “left Nasserists,” the KGB’s leadership role in the organization came to light. In response, President Sadat took steps to curtail the activities of Soviet intelligence in Egypt. The KGB resident in Cairo was forced to strengthen his efforts to obtain information on the intentions of the Egyptian leadership, while improving security for clandestine operations. In 1967, the Centre decided not to task the Cairo residency with collecting information on the United States or China, because its limited resources permitted it to focus only on Egypt’s internal politics, and its relations with the USSR, the United States, Israel, and other Arab states. The prohibition against using Egyptian citizens as agents meant that the residency often had to rely on operational-technical means of collection; however by June 1977, the KGB’s leaders instructed the Cairo resident to select and recruit a well-known Soviet-Arab for use in gathering political information, and active measures.

Mitrokhin states that in 1978 the West attempted to gain influence over Soviet fiscal policy because the U.S.S.R. was in opposition to the Helsinki Accords. Soviet officials ensured the Soviet public that any attempts by the West to change the socialist system in the country would not affect domestic politics in any way. However, it would negatively affect the development of relations between the West and the East and would damage international economic and trade cooperation. According to Mitrokhin, the Soviet administration was especially concerned with Carter’s efforts to end any kind of collaboration with the Soviet Union. Mitrokhin provides a detailed plan prepared by Soviet officials to stop the anti-socialist campaign in the West that was led by the Carter administration.

Describes training techniques used by the KGB in logistical preparation of their operatives for assignments abroad. This article focuses on the employment history of the KGB agent codenamed “Halef.” Between 1955 and 1967, Halef was stationed in Hong Kong and Tokyo. In 1967, due to his insignificant feedback and a weak performance as a field operative, Halef was transferred back as a trainer. As a trainer, Halef traveled extensively. While in the United States, the KGB developed a fictitious identity for Halef – a so-called legend-biography – in case his activity aroused suspicion and he were detained by authorities. In the United States, France and Mexico, Halef’s objectives included developing and testing means of communication with the KGB, which could be used to inform the KGB of an operative’s arrival to and departure from a country, request a meeting, or announce an emergency. In addition to assessing the existing signal language used among operatives, the KGB also instructed Halef to collect the data necessary to set up new surveillance locations in a number of countries. In 1977, Halef was performing assignments in Pakistan and Burma. In 1978, he and his wife were engaged in assignments throughout the USSR. From the USSR, they were relocated to the GDR and then to Bulgaria, where they boarded a cruise ship going from Varny to Suhumi to survey the ports of the Black Sea basin. Traveling through Odessa, Halef photographed military vessels and observed the procedures of the border patrol and customs officers.