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Documents

June 2007

On Human Rights. Folder 51. The Chekist Anthology.

Outlines the KGB’s response to the USSR’s signing of the Helsinki Accords in 1975. The accords obligated signatories to respect their citizens’ human rights. This gave Soviet dissidents and westerners leverage in demanding that the USSR end persecution on the basis of religious or political beliefs.

Some of the KGB’s active measures included the establishment of a charitable fund dedicated to helping victims of imperialism and capitalism, and the fabrication of a letter from a Ukrainian group to FRG President Walter Scheel describing human rights violations in West Germany. The document also mentions that the Soviet Ministry of Defense obtained an outline of the various European powers’ positions on human rights issues as presented at the March 1977 meeting of the European Economic Community in London from the Italian Foreign Ministry.

The KGB also initiated Operation “Raskol” [“Schism”], which ran between 1977 and 1980. This operation included active measures to discredit Soviet dissidents Andrei Sakharov, Yelena Bonner, and Alexander Solzhenitsyn, measures designed to drive a wedge between the US and its democratic allies, and measures intended to convince the US government that continued support for the dissident movement did nothing to harm the position of the USSR.

June 2007

KGB Practices. Folder 70. The Chekist Anthology.

This entry contains brief descriptions of a variety of KGB operations carried out between the early 1960’s and late 1970’s, and provides a sampling of the kinds of operations that were common in that era. Operation “Grom” [“Thunder”] involved fabricating a US State Department memo on Soviet citizens’ inclination towards treason. The memo discussed ways in which the US could exploit this tendency to its advantage. It was published on the front page of the British newspaper “Daily Express.” A pamphlet created by the KGB and attributed to the terrorist organization ‘BAS’ (South Tyrolean Liberation Committee) was introduced as evidence in the trial of BAS leader Norbert Burger in Austria. In July 1976 the KGB residency in Singapore spied on Chess Grandmaster Boris Spassky during his visit to Singapore, and noted in its report that he spent much of his free time on the tennis court. The KGB created and disseminated a letter, ostensibly from nationalist Ukrainian emigrants, protesting the French government’s cooperation with Zionists, and threatening reprisals against French Zionists. The KGB residency in Austria organized operation “Bonga” [“Bigwig”] in which forged letters from Chairman Mao were produced. These letters indicated that Mao himself had essentially organized the opposition to Hua Guofeng’s reforms, and that Hua might lead China to a revisionist course. In March 1977, the newspaper of the Austrian Communist Party printed a translation of a secret Chilean document in which the Chilean secret police asked Gen. Augusto Pinochet for additional funds to carry out undercover operations abroad. Pinochet’s reply contained a harsh rebuke for the request, and a strong admonishment against engaging in clandestine operations abroad. Mitrokhin did not mention where the document came from, nor did he state whether it was authentic or a forgery.

June 2007

Counter-Intelligence Protection, 1971. Folder 97. The Chekist Anthology.

Information on KGB counter-intelligence surveillance of Soviet tourists vacationing in other socialist countries who had contact with foreigners. The document states that Western intelligence services organized “friendship meetings” through tourist firms to meet Soviet citizens, gauge their loyalty to the USSR, and obtain political, economic, and military intelligence. KGB counter-intelligence paid particular attention to Soviet citizens who were absent from their groups, took side trips to different cities or regions, made telephone calls to foreigners, or engaged in “ideologically harmful” conversations in the presence of foreigners. Mirokhin regrets that the KGB underestimated the strengths and methodology of Western intelligence services. He concludes that the KGB should have adopted some of the same methods, and targeted Western tourists visiting socialist countries.

June 2007

The Richard Zorge Case. Folder 59. The Chekist Anthology

In this entry, Mitrokhin recounts how during the 1960s the leadership of the KGB had shown its Dzerzhinsky Central Club agents a 2-part French movie entitled “Who Are You, Doctor Zorge?” A Soviet spy, Zorge aroused much interest within the ranks of the KGB. Drawing upon KGB files, Mitrokhin states how Zakharov, the Deputy Director of the KGB, consequently issued an order to prepare a report on Zorge.

June 2007

The Vernii (Devoted) Case. Folder 92. The Chekist Anthology.

In this entry, Mitrokhin draws upon KGB files to describe Ivan Illarionovich Ortinskii-“Vernii” (b. 1922), a native of the Lvov region, Ukraine. A priest in a Greco-Catholic church, Vernii pursued his religious studies at the Vatican and lectured at a seminary in Rome in 1964. Beginning in 1973, Vernii lived in Ingolstadt, Federal Republic of Germany (FRG). According to the entry, the KGB established contact with Vernii when the latter visited his parents and kin in Lvov in 1968. In 1971, Vernii was recruited as an agent by the KGB branch of the Ukrainian Soviet Socialist Republic. Between 1971 and 1974, collaboration between Vernii and the KGB took place within the territory of the Ukrainian SSR. As an agent, Vernii provided the KGB with information regarding his church, and the leadership of the Organization of Ukrainian Nationalists (OUN).

Mitrokhin’s summary of KGB documents indicates that Vernii transmitted information to the KGB through his sister, Ukrainian SSR agent “Chestnaya” (born Ortinskaya).
Mitrokhin concludes the entry by stating that in 1978, Vernii informed the KGB from Vienna that he would no longer work as an agent, since he had aroused much suspicion within the Greco-Catholic Church.

June 2007

The Kardinal and Mavr Case. Folder 94. The Chekist Anthology.

In this entry, Mitrokhin draws upon KGB files to describe “Kardinal” (formerly “Lord”)-Lothar Schwartz (b. 1928), a member of the Socialist Democratic Party of Germany, and a citizen of the Federal Republic of Germany (FRG).

June 2007

The Ezhov Case. Folder 85. The Chekist Anthology

In this entry, Mitrokhin gives an account of KGB operative Peter Yots (codename “Ingo” or “Ezhov”), and his assignments within the FRG. The KGB file presents a brief biographical sketch of Yots who was born in 1937 in Berlin, and was trained as an electrical technician who specialized in deciphering coded radio transmissions and telegrams. Drawing upon KGB files, Mitrokhin asserts that Yots worked as an agent in the First Chief Directorate which sent him to West Germany in 1961 to fulfill the aims of operation “Glavnoiie.” The operation, according to the file, required Yots to monitor the movement of FRG forces and military equipment at the “Aizedlerhoff” railroad station. Yots was, nonetheless, soon relocated to Nuremberg where he took up a job as a lighting technician at a local theater. Between 1962 and 1964, Yots contributed to operation “Delta” from the island of Nidervert off the coast of Nuremberg. The KGB account relates that Yots was authorized by the First Chief Directorate to use necessary means to intercept telegraph messages and other communications, so as to inflict “maximum damage” upon the enemy.

In 1967, Yots was relocated to Munich, where he became employed as a lighting technician at a local television station. One of Yots’ Munich missions, codenamed “Zarevo,” involved carrying out the surveillance of the “Alley Café”—a bar owned by Adolf and Mariette Laimer which was frequented by Americans. The KGB entry mentions that Yots also monitored the U.S Consulate and all surrounding public venues which attracted American diplomats and personnel. Yots was relocated by the First Chief Directorate to Czechoslovakia on August 2, 1968 but returned to Munich in 1969.

June 2007

Coordination of Soviet and Czechoslovak Intelligence Operations. Folder 80. The Chekist Anthology.

This folder consists of a detailed operational plan for cooperation between the Czechoslovakian Ministry of Internal Affairs and the KGB for the years 1975-1978. Specific objectives include penetrating the military, political, and economic establishments of the United States, Britain, West Germany, France, and NATO, impeding the activities of the Czech Congress of National Development (KNR), collecting information on “Zionist intrigues,” gathering scientific/technical information on Western achievements in the fields of biological, chemical, and thermonuclear weapons, and using active measures to curtail the activities of Radio Free Europe and Radio Liberty in West Germany.

June 2007

Solzhenitsyn, Codenamed Pauk [Spider]. Folder 40. The Chekist Anthology.

This folder contains information about KGB active measures directed at author Alexander Solzhenitsyn following his exile from the Soviet Union in 1974. The operational directives prepared by the KGB’s leadership for 1974 and 1975 are reproduced verbatim. They included plans to limit Solzhenitsyn’s influence in the West, discredit him and the pro-democracy literary journal “Continent” with which he was closely associated, and make his family fear for their personal safety.

Many of the specific measures undertaken by the KGB are described in the document. These included televised interviews with men featured in “The Gulag Archipelago” in which they claimed that Solzhenitsyn fabricated or misrepresented their statements to him, the publication of personal letters between Solzhenitsyn and his close male friends which were intended to reveal the “intimacy of their relations,” and the publication of an article claiming that Solzhenitsyn failed to pay his taxes while he resided in Switzerland. The 1978 operation codenamed “Vampire 1” involved planting a news story which suggested that Solzhenitsyn was a KGB spy, and having it reprinted in prominent newspapers and journals throughout Europe and the US. The document concludes with an index of acronyms, people, and codenames mentioned in the folder.

June 2007

Association of the United Postwar Immigrants. Folder 52. The Chekist Anthology.

In this entry Mitrokhin provides an example of methods the KGB used to make foreign intelligence services distrust Soviet anti-socialist organizations. Mitrokhin cites the case of the Association of the United Soviet Postwar Immigrants. According to Mitrokhin, the head of the organization was a former citizen of the Soviet Union, but after WWII he stayed in Western Germany and had been actively promoting anti-socialist ideology among immigrants. Mitrokhin does not provide his real name, but uses his KGB codename “Konstantinov.”

According to Mitrokhin, in February of 1963 the KGB sent counterfeit documents to West German counter-intelligence stating that “Konstantinov” had been an active KGB spy since WWII. The KGB also sent letters in the name of Association of United Soviet Postwar Immigrants to National Alliance of Russian Solidarists stating that the officials of the latter organization are “politically bankrupt” and that they were no longer able to promote anti-socialist ideology. The KGB residency in Belgium prepared a flyer with false information stating that the Association of United Soviet Postwar Immigrants was a corrupt institution whose president used its funds for personal use. According to Mitrokhin, the reputation of the Association of United Soviet Postwar Immigrants was destroyed and no longer remained influential.

Pagination